Hong Kong Job Openings

HSBC

Senior Compliance Advisory Manager, AMG, ASP (24-month fixed term contract) - Global Functions

Central

FULL TIME

September 2, 2024

Job description

Some careers open more doors than others.
If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high calibre professional to join our team as a Senior Compliance Advisory Manager, AMG, ASP (24-month fixed term contract)
Principal Responsibilities
The Senior Compliance Advisory Manager, Asset Management (AM), Asia Pacific (ASP), is a key staff member and risk management role responsible for ensuring that HSBC Asset Management (AM)’s operations in Hong Kong and ASP are effective in identifying, managing and mitigating regulatory and financial crime compliance risks and ensure timely advice is provided to the business.
The responsibilities of the Senior Compliance Advisory Manager, AM, ASP are to:

Provide advisory services and support to AM Hong Kong business to comply with applicable regulations and internal policies and procedures, as required
Partner with regulatory change and other regulatory subject matter experts (SMEs) to understand new and revised regulatory requirements, including codes and guidelines, ensuring any changes and impact is disseminated to the appropriate Business stakeholders
Ensure the provision of quality, timely and accurate guidance on established internal guidelines and external regulations
Ensure AM Hong Kong business develops and maintains the highest compliance standards by assisting the implementation of relevant global and regional compliance policies and procedures
Work with Business and other Risk Stewards on business related projects / initiatives, to assess potential compliance impacts and ensure that any new products / services are aligned to HSBC standards and meet all the necessary regulatory compliance requirements and ensure tht the business is conducted in accordance with all applicable laws, rules, reuglations and internal policies
Be responsible for Second LOD governance of compliance risk exposure, providing analysis, reporting and governance to Business and Compliance senior management independent of the First LOD thereby maintaining an objective assessment of risk exposure
Provide risk steward challenge and act as independent trusted advisory function in governance forums and issue management process, fostering a compliance culture and optimizing relations with risk owners and control owners
Provide oversight on regional compliance risk profiles, work with AM ASP Compliance teams to ensure timely identification, assessment, reporting and mitigation of compliance related risks/issues and regulatory changes
Provide compliance support to regional and global business projects as well as group-wide compliance projects
Work with internal business and group-wide compliance stakeholders at local, regional and global levels

Requirements

A degree holder with extensive compliance advisory experience in the the Financial Serivces Industry / Asset Management business
Comprehensive knowledge of SFC rules applicable to asset management business and ability to interpret and assess regulations and their impacts
Practical knowledge and experience in relation to asset management business and a strong ability to analyse, understand and provide timely compliance advice to the business
Detailed knowledge and understanding of regulatory compliance function activities
Experience of dealing with regulatory matters and confident interaction with Regulators
Excellent communication, report writing and inter-personal skills, with experience of dealing with executives at all levels
Confidence to interact with and influence senior management and peers
Ability to develop practical, cost effective solutions to complex global issues
Willingness and ability to adapt and take on ad hoc tasks, as and when required
Experience of working within a matrixed environment preferred

You’ll achieve more when you join HSBC.
http://www.hsbc.com/careers
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by The Hongkong and Shanghai Banking Corporation Limited.

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