Hong Kong Job Openings

Moody's Careers

Sr Associate-Sales Operations

September 20, 2024

Experience Level: Experienced Hire
Categories:

Corporate Services

Location(s):

One Pacific Place, Floor 24, 88 Queensway, Admiralty Hong Kong, HK

At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they are-with the freedom to exchange ideas, think innovatively, and listen to each other and customers in meaningful ways.
If you are excited about this opportunity but do not meet every single requirement, please apply! You still may be a great fit for this role or other open roles. We are seeking candidates who model our values: invest in every relationship, lead with curiosity, champion diverse perspectives, turn inputs into actions, and uphold trust through integrity.
This role is responsible for internal and customer facing support related to MIS AML/CTF program and controls function in APAC that ensures MIS meets both its United States regulatory obligations and its AML/CTF country regulatory obligations. Under the supervision of the AVP, Commercial Customer Screening, AML/CFT, this role works with internal functions to perform quality checks and ensure all client KYC records are compliant with regulatory standards along with being a key contributor to collaborative initiatives with Technology.
Key Accountabilities:

Perform quality checks over AML and KYC records to ensure high quality standards are maintained in strict adherence with MIS policies, procedures and AML Operational Guidelines
Review, analyze client KYC information and ascertain whether on-boarding or periodic review of the client will post additional AML and reputation risk
Review customer risk assessment and ensure conclusions are clear, complete and supported by the information in the file
Review of client documentations in accordance to regulatory requirements
Work with Legal and Compliance to review documentation requirements and address exceptions to complete the KYC reviews
Work with the different levels of the Commercial Group, Legal and Compliance to ensure end to end efficiency and effectiveness in the Know Your Customer activities
Perform and validate controls testing
Collaborate, perform or participate in User Acceptance Testing
Recommend process improvements, evaluate and provide constructive feedback on enhancements to alignment to business requirements
Review, validate and communicate key production metrics

Qualifications:

5-6 years of relevant experience in an established financial institution with a focus on AML/CFT and KYC. Experience in a checker role, compliance monitoring and testing, risk management or internal audit will be a plus
Experience in collaborating with multiple stakeholders including Legal, Compliance and Technology
Experience in managing UAT and working with SNOW/JIRA tickets
Strong knowledge of AML/CFT regulatory compliance requirements, analyzing risks and best practices
Sound knowledge of AML regulations across HK or SG (additional jurisdictions preferred)
Able to communicate effectively, clearly and concisely at all levels both internally and externally. Strong oral and written communication skills in English
Excellent interpersonal and influencing skills along with commercial acumen required for rapport building with customers and internal staff
Strong execution skills, to plan, organize and drive through results under conflicting priorities and pressures
Must be a self-starter, pro-active, organized, with a keen eye on details and have the ability to work independently at a local, regional and global level
Highly motivated, intuitive and possess initiative to identify potential process improvements
An analytical mind with attention to detail
Fluency in Asian languages (such as Cantonese, Mandarin, Korean and Japanese or Portuguese advantageous)
Strong MS Excel and Power Point skills

Moody’s is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, protected veteran status, sexual orientation, gender expression, gender identity or any other characteristic protected by law.

Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody’s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary.

New Job Alerts

Lidl Asia Pte. Limited

(Senior) Quality Consultant - Electrical

FULL TIME

September 23, 2024

View Job Description

STARTEAM Global Limited

Foundational IT Manager, Asia

FULL TIME

September 23, 2024

View Job Description

Laboratory of Data Discovery for Health Limited

Research Assistant/Post-doctoral Fellow in AI and Mathematical Modelling

FULL TIME & CONTRACT

September 23, 2024

View Job Description

Hong Kong Tramways

Medium Vehicle Driver

FULL TIME

September 23, 2024

View Job Description

Hong Kong University

Senior Research Assistant/ Research Assistant I/ Research Assistant II in the Teaching and Learning Innovation Centre

Contract Officer (12-month), Operations Department - Corporate Payment Services

August 30, 2024

View Job Description

Hing Fat Flower Group Ltd.

Senior Sales & Operations Executive

Mong Kok

September 20, 2024

View Job Description