Switzerland Job Openings

UBS

Communications Surveillance Analyst eComms

Zürich

FULL TIME

September 5, 2024

Switzerland - Zürich
Compliance
Group Functions
Job Reference #
299386BR
City
Zürich
Job Type
Full Time
Your role
Are you a motivated self-starter? Do you know how to take into account details to get a holistic view? We are looking for a Monitoring, Surveillance & Controls (MS&C) Electronic Communicatoins Monitoring Specialist to:

  • perform electronic communication controls and ongoing assessment and review of alerts flagged by the monitoring system
  • investigate and close out the alerts in a timely manner, making sure identified potential issues are fully investigated and promptly escalated where necessary
  • provide advice to different stakeholders regarding controls, internal policies and local law
  • identify changes and keep procedure manuals and user guides up to date
  • prepare periodic and ad-hoc reports and assist with regulatory reporting and inspection, as well as audits
  • participate in Monitoring, Surveillance & Controls (MS&C) stream initiatives where required
Your team
You will be working in the Employee Monitoring team in Zurich. We are a multicultural and multidisciplinary team that conducts automated controls on different aspects of compliance misconduct. During our daily monitoring activities, we use different tools to
detect and address findings.

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.
Your expertise
  • relevant compliance, regulatory, business risk or audit experience
  • sound analytical skills, proven record-keeping abilities and attention to details
  • good MS program skills, mainly in Excel
  • fluent in German or French and English, oral and written (any other language is a plus)
  • proactive, self-driven and able to work independently and disciplined
  • true team player and strong communicator

• • very good ability with Microsoft Office package; particularly Microsoft Excel
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.
How we hire
We may request you to complete one or more assessments during the application process. Learn more
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #team UBS and make an impact?
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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