Responsabilités principales Job description/ key responsibilities:

• Ensure the Bank complies with its legal, jurisprudential, regulatory, and ethical framework relating to compliance activities, in particular the prevention of and fight against money laundering, sanctions & embargoes, and market abuse
• Carry out material (e.g., KYC, Tax Compliance) and formal (e.g., CDB, QI, FATCA, CRS) analysis with respect to account openings and changes of circumstances
• Perform 2nd level of defence controls – material, formal and transactional analysis – with respect to periodic reviews
• Fulfil transaction monitoring duties with respect to anti-money laundering, sanctions and embargoes and/or market abuse
• Conduct investigations and perform reporting duties to MROS
• Maintain regular contact with other departments of the Bank to offer quality guidance and advice in relation to Compliance matters
• Participate in specific Compliance missions upon request of the Head of Compliance or other managers with the Compliance department

Profil Education:

• University degree in Law, Economics, or Finance
• Certificate of Advanced Studies (CAS) in Compliance in Financial Services is an advantage

Professional Experience required:

• At least 5 years’ experience in a similar position within a bank in Switzerland

Soft skills:

• Analytical thinker with an ability to prioritise multiple tasks and meet tight deadlines
• Excellent resistance to stress with the ability to work under pressure
• Ability to summarise complex topics to drive practical outcomes and to make sound decisions or proposals, including escalation when appropriate, in respect of applicable rules and related risks
• Team player, adaptable, flexible, and willing to help other team members
• Strong interpersonal, communication and presentation skills

Technical skills:

• Solid understanding of the regulatory environment, particularly of the Swiss framework
• Good knowledge of standard Microsoft office tools – proficiency in Excel an asset

Languages:

• Fluent in French and English, another language is an asset

Swiss Residence requirements?

• Only residents in Switzerland will be considered