Australia Job Openings

JPMorganChase
Central & Regulatory Compliance, Associate
Sydney
FULL TIME
October 11, 2024
Compliance, Conduct and Operational Risk (CCOR) form part of JPMorgan’s Risk Management and Compliance organization. We maintain oversight of the firm’s compliance, conduct and operational risk management activities and are responsible for the design and execution of a comprehensive Risk and Control framework. We are considered a second Line of Defense (Lo D) function and proactively manage operational risk to defend the firm against the negative impacts of operational errors.
As an Australia & New Zealand Compliance & Operational Risk Associate, you will be responsible for supporting compliance and operational risk coverage and oversight covering Australia and New Zealand.
Job Responsibilities:
- Providing input on regulatory change, compliance projects and issues, including staying abreast of industry news and regulatory developments to facilitate proactive risk identification and mitigation
- Preparing Compliance reporting to Boards, committees and senior management
- Managing compliance incidents, assessment of breaches and regulatory reporting
- Interacting with key stakeholders and regulators on our Compliance program and regulatory requirements
- Preparing and delivering Compliance training and drafting and managing monitoring tasks and reporting
- Assisting in the design, development, implementation and ongoing operation of the Compliance program for Australia and New Zealand
- Degree-qualified with at least 3 years of relevant experience in legal, regulatory, compliance or similar roles
- Proficient with Australian prudential and financial services laws and the regulatory obligations that apply to a diverse financial services business
- Experience in Compliance and/or Operational Risk Management Frameworks, including issues and incident management, controls, and compliance assessments
- Independent, analytical thinker with the ability to multi-task, prioritize and thrive in a fast-paced and evolving environment
- Effective influencing skills and ability to drive change and deliver results
- Effective team player and ability to communicate clearly and concisely in a fast-paced environment
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
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