Canada Job Openings

Royal Bank of Canada

Associate Director, Compliance

Toronto

FULL TIME

November 26, 2024

Job Summary
The Associate Director, Compliance is an integral member of the Compliance team and assists in the implementation, maintenance and oversight of the compliance program for RBC Investor Services in Canada (RBC IS). The individual utilizes subject matter expertise pertaining to a TLCA trust company and asset custodian to proactively identify, interpret, design and apply regulatory rules / compliance policies and procedures to complex products, services and transactions undertaken by RBC IS.
Job Description
What is the opportunity?

The Associate Director, Compliance is an integral member of the Compliance team and assists in the implementation, maintenance and oversight of the compliance program for RBC Investor Services in Canada (RBC IS). A key part of this position involves Regulatory Compliance Management (RCM) activities of the RBC IS Compliance team, including second line of defense monitoring and testing activities, issue management and tracking, reporting and coordination.

What will you do?
  • Analyze, interpret and summarize the impact of complex regulatory rules/developments and requirements applicable to the custody (and related) products and services offered by RBC IS to funds, corporate, pension, insurance and investment counsellor services clients, and to other businesses and functions, as required
  • Assist in the creation and implementation of new or amended compliance policies and procedures
  • Assist in the review and comment on Enterprise Compliance related policies/standards/frameworks from an IS Canada perspective
  • Act as an advisor to the IS business in relation to applicable regulatory change initiatives, participating on initiative working groups as appropriate
  • Represent RBC IS Compliance on various working groups pertaining to Enterprise compliance requirements and conduct associated activities
  • Act as lead subject matter expert on topics including employee conduct related policies and procedures, regulatory inquiries, and other topics assigned by CCO.
  • Support the team’s execution of second line of defense responsibilities of RBC IS associated with the Enterprise RCM Framework including identification of IS-applicable regulatory content and conducting monitoring, risk assessments, issue management and tracking, reporting and other associated activities
  • Research potential violations of regulations, policies, and procedures and report findings
  • Develop, maintain and administer compliance training programs and guidance on emerging regulatory developments/issues

What do you need to succeed?

Must-have
  • Regulatory Compliance / Legal / Financial / Securities industry experience
  • Excellent judgement and analytical skills - problem solving, curiosity, ability to simplify, desire to learn and grow
  • Accuracy in work output, attention to detail and accuracy are essential
  • Effective organization skills, including the ability to prioritize between tasks and deadlines
  • Ethical, able to maintain a confidence and exercise good judgement
  • Professional and able to work collaboratively with others
  • Experience in writing policies, procedures, reports, and other effective communication
  • Prior experience in compliance monitoring/testing activities, an asset
  • Knowledge of regulatory requirements as they pertain to a trustee or asset custodian

Nice-to-have
  • University degree in Business, Finance, Law, or equivalent.

What’s in it for you?
We thrive on the challenge to be our best, thinking progressively to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
  • A comprehensive Total Rewards Program including bonuses and flexible benefits
  • Leaders who support your development through coaching and managing opportunities
  • Ability to make a difference and lasting impact
  • Work in an agile, collaborative, progressive, and high-performing team
  • The opportunity to interface with executives from many different parts of the organization

Job Skills
Analytical Thinking, Audits Compliance, Compliance Activities, Compliance Policies, Compliance Requirements, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Issue Management, Management Reporting, Product Services, Regulatory Compliance Management, Risk Management, Strategic Thinking
Additional Job Details
Address:
RBC CENTRE, 155 WELLINGTON ST W:TORONTO
City:
TORONTO
Country:
Canada
Work hours/week:
37.5
Employment Type:
Full time
Platform:
CHIEF LEGAL & ADMIN OFFICE GRP
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2024-11-25
Application Deadline:
2024-12-09 Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.


Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.

New Job Alerts
Sister Sophie Ltd.

English Instructor - K12

Markham

FULL TIME & PART TIME

November 26, 2024

View Job Description
Lynx Design

Technicien(ne) en ébénisterie / ébéniste – Fabrication de cabinets pour véhicules récréatifs

FULL TIME

November 26, 2024

View Job Description
Robert Half

CONTROLEUR

Pointe-Claire

November 26, 2024

View Job Description
Career Connections Canada Inc.

Electrical Assembly Technician / Electrical Wiring Technician (Non-Engineering)

Milton

FULL TIME

November 26, 2024

View Job Description
Eassons Transportation Group

Truck Driver (AZ Class Experience Required + Cross Border)

Brampton

FULL TIME

November 26, 2024

View Job Description
OSL Direct Services

Associé aux Ventes Sans-Fil

FULL TIME & PART TIME

November 26, 2024

View Job Description
CANADA CARTAGE

Coordonnateur des Opérations - Jour

Bois-des-Filion

November 26, 2024

View Job Description
Royal Bank of Canada

Directeur(rice), Adjoint(e) de succursale

Montreal

FULL TIME

November 26, 2024

View Job Description
Air Canada

Chef des Programmes - Installations - Temporaire

Dorval

November 26, 2024

View Job Description
Secure Energy

Commercial Operations and Field Sales Representative

Saskatoon

November 26, 2024

View Job Description
Looking for similar job?
Paradies Lagardere

Full time Warehouse associate

Ottawa

FULL TIME & PART TIME

September 20, 2024

View Job Description
UNITED PARCEL SERVICE

Warehouse Associate

Kanata

PART TIME

September 21, 2024

View Job Description
BMO Financial Group

Personal banking associate

Sherbrooke

FULL TIME

September 20, 2024

View Job Description
Winners

Retail Store Associate - Capilano

Edmonton

PART TIME

September 20, 2024

View Job Description
Walmart Canada

Stock Unloader Associate

FULL TIME

September 21, 2024

View Job Description
Prime Fasteners of BC

Warehouse Associate

Burnaby

FULL TIME

September 20, 2024

View Job Description
See What’s New: Royal Bank of Canada Job Opportunities
Royal Bank of Canada

Sr. Operational IT Risk Manager/Data Lineage - GFT

Halifax

FULL TIME

November 26, 2024

View Job Description
Royal Bank of Canada

Manager, Financial Planning Intern

Laval

FULL TIME

November 26, 2024

View Job Description
Royal Bank of Canada

Vice President, Financing Specialists

Vancouver

FULL TIME

November 26, 2024

View Job Description
Royal Bank of Canada

Directeur(rice), Adjoint(e) de succursale

Montreal

FULL TIME

November 26, 2024

View Job Description
Royal Bank of Canada

Senior Network Security Engineer (GCS)

Toronto

FULL TIME

November 26, 2024

View Job Description
View More Jobs by Royal Bank of Canada
New Job Alerts
Sister Sophie Ltd.

English Instructor - K12

Markham

FULL TIME & PART TIME

November 26, 2024

View Job Description
Lynx Design

Technicien(ne) en ébénisterie / ébéniste – Fabrication de cabinets pour véhicules récréatifs

FULL TIME

November 26, 2024

View Job Description
Robert Half

CONTROLEUR

Pointe-Claire

November 26, 2024

View Job Description
Career Connections Canada Inc.

Electrical Assembly Technician / Electrical Wiring Technician (Non-Engineering)

Milton

FULL TIME

November 26, 2024

View Job Description
Eassons Transportation Group

Truck Driver (AZ Class Experience Required + Cross Border)

Brampton

FULL TIME

November 26, 2024

View Job Description
OSL Direct Services

Associé aux Ventes Sans-Fil

FULL TIME & PART TIME

November 26, 2024

View Job Description
CANADA CARTAGE

Coordonnateur des Opérations - Jour

Bois-des-Filion

November 26, 2024

View Job Description
Royal Bank of Canada

Directeur(rice), Adjoint(e) de succursale

Montreal

FULL TIME

November 26, 2024

View Job Description
Air Canada

Chef des Programmes - Installations - Temporaire

Dorval

November 26, 2024

View Job Description
Secure Energy

Commercial Operations and Field Sales Representative

Saskatoon

November 26, 2024

View Job Description