India Job Openings
Morgan Stanley
Manager Trade Surveillance (ISG Management)
Mumbai
FULL TIME
August 31, 2024
3258083
- Monitoring trade surveillance (Non-Market Abuse) exception reports on daily basis, identify issues and escalate for appropriate corrective action
- Effectively integrate new processes and enhance existing ones.
- Work with NFR team to identify risks, define controls, implement key non-financial risk metrics and assessing the effectiveness of the control environment
- Ability to analyze a process and recommend ways to improve quality, controls, and efficiency
- Work with managers across all ISG business unit functions to resolve risk issues as appropriate
- Delivery and monitoring of key risk/management indicators, delivery of management reporting
- Provide expert support and advice to the business on risk identification and issue management
- Solving problems by effectively collaborating within and across teams outside of the Risk Management function.
- Improving and monitoring existing control frameworks and / or creating new control frameworks if none exist.
- Leading projects related to the supervisory platform and the information security program.
- Act as the primary interface with key ISG business partners and provide regular updates on the status of the risk and controls framework execution
- Facilitate cross functional teams, facilitate discussions on control design and/or issue remediation to ensure corresponding actions will effectively remediate and be evidenced
- Effective management and leadership skills
- Strong motivation, be a self-starter with a positive outlook and desire to solve problems
- Strong analytical skills with an ability to understand complex workflows
- Strong communication skills with an ability to speak to senior management
- Ability to identify and escalate issues effectively and appropriately
- Good organizational skills and a high degree of attention to detail
- Strong project management skills
- Strong oral and written communication skills with ability to clearly articulate objectives,
- Proven ability to take ideas forward and to challenge others with integrity and maturity
- Proficiency in MS Office and related applications (Word, Excel, Power Point, Project)
- Enthusiasm to volunteer or lead planning and organizing in events held by the department and
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