Luxembourg Job Openings
State Street
Registration AML/KYC, Senior Associate
Luxembourg
FULL TIME
September 30, 2024
- Perform shareholders new accounts AML/KYC assessment and certain static data maintenance review on the register in line with Lux regulatory requirements
- Initiate problem recovery, correction strategies, procedural and process enhancements; takes concrete steps to prevent and reduce error reoccurrences in the future. Strongly adhere to existing procedures and controls in place and pro-actively react when foreseeing issues; ensure that procedural/ system changes are updated into the team procedures
- Ensures that checklists, job aids and working procedures are up to date and followed
- Play a supportive role to the Investor Services Managers
- Act as a Registration SME when participating to ad-hoc projects
- Ability to provide leadership and direction in a group environment and acting as a mentor to junior staff and provide coaching under the supervision of the Manager
- Logical, analytical, critical and process thinking to identify, analyze and evaluate complex issues
- Be prepared to achieve and strive to exceed minimum standards in line with KPIs, SLAs & Key Result Areas, both in terms of quality, productivity and accuracy of information given to the customer
- Minimum 3/4 years’ experience in banking operation (or financial services industry) preferably in Registration or Risk and Compliance function (degree in Law preferable)
- Specific knowledge about shareholder admin and/or AML-KYC is a strong asset
- Sound understanding of the fund administration process
- Advanced computer skills (MS Office: Excel, Word, Power Point, Access and Outlook)
- Ability to work under pressure while maintaining high accuracy and quality standards, analytical and process thinking skills
- Function as a team player to build a positive atmosphere of co-operation within the department and where all team members are engaged
- Self-motivated, organized in order to meet tight deadlines and flexible to new ideas
- Strong issue resolution skills with a focus on risk controls and client experience, understanding that risk impact may include financial/reputational damage to team
- Excellent communication skills - fluent in English (written & oral)
- Additional Languages (e.g. French, German, Dutch,) are considered as an advantage
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