Location:Singapore, SG

Job Function: Investment Services Public Markets

Job Type: Permanent

Req ID: 16037

• Be part of the Regulatory Reporting and Investment Compliance function, covering pre-trade responsibilities to ensure compliance to regulatory, client and risk frameworks.
• Be involved in the coding, review, testing and implementation of compliance rules across order management, trade execution and compliance platforms.
• Be involved in assessing potential deals and be able to articulate the implication and application of global regulations and related rules on public and private equity deal structures to Deal teams.
• Analyse the impact of new and/or existing regulations to on investment activities and proposed implementation to the regulations.
• Keep abreast of regulatory developments and industry best practices and inform the relevant business units of applicable requirements.
• Become part of a strategic solution for process and control modifications within the group and across other relevant business units.
• Be able to effectively represent RRIC in applying a regulatory compliance lens to new products, markets, and business assessments, as well as change management activities.
• Proactive and persistent in engaging the wider team and subject matter experts, with good stakeholder management.

• Bachelor’s degree in either Accounting/Finance, Business, Legal or a similar field.
• At least 3-6 years of experience within Regulatory Compliance and Investment Monitoring/Portfolio Compliance function.
• Well versed in all financial products across all asset classes would be advantageous, but minimally with equity products.
• Good understanding of regulations and investment monitoring requirements.
• Strong appreciation of process controls.
• Possesses strong analytical skills, good working knowledge with data and able to think strategically.
• Possesses strong communication skills and confidence to effectively engage multiple stakeholders.
• Experience with establishing and meeting critical deadlines, managing multiple projects/deals concurrently as well as tracking and driving execution.
• Naturally inquisitive, curious, and resourceful, while exhibiting drive towards achieving strategic outcomes for the team.