Singapore Job Openings
Hong Leong Bank
Manager - Risk Management (Operational Risk)
FULL TIME
September 19, 2024
- Ensure that RCSA of the Business/Support Units is up-todate and complete the review of the RCSA on annual basis.
- Perform independent validation of RCSA on the selected Business/Support units. Follow up with respective officer on exceptions identified during the risk assessment review. recommend action plan for rectification.
- Ensure that Business/Support Units conduct the half-yearly control testing according to the schedule and table the results at the Committee meeting
- Track and maintain the operational risk events reported by the Business/ Support units.
- Perform review of the risk events including the action taken and to submit the monthly report to Head Office. In addition, to prepare the half-yearly report on the operational risk events for submission of MAS610.
- Review the new business proposal and ensure the proposal is in accordance to policy and procedures, complete with adequate supporting documents and properly cleared by the stakeholders.
- Track and maintain the register of outsourcing. Ensure annual review of the outsourced service provider is performed according to the schedule, complete with adequate supporting documents and properly approved.
- Perform the independent validation of block discounting/ floor stock customers together with the Business Units and submit the report to Credit.
- Review and maintain complete listing of the policies and procedures manual and ensure that the documents are review on timely basis.
- Review of investment exception reports and ensure timely escalation of the investment suitability & accredited Investors exception and long outstanding unresolved exception.
- Review of critical spreadsheet
- Review on new product proposal or projects to assess on the risk assessment, process and controls.
- Monitor and track regulatory reporting deadlines
- Maintain, track and report the Complaint submitted by the Business/ Support units.
- Involve in the Business Continuity Management
- Prepare the relevant risk materials for various management meeting.
- Other tasks and projects assigned by Management from time to time.
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