Brazil Job Openings

UBS
C&ORC Business Aligned Specialist
São Paulo
FULL TIME
November 26, 2024
We’re looking for a Compliance Specialist to:
- continuously monitor and review Global Markets activities to ensure compliance with local regulations and Global Policies applicable to the covered products
- conduct compliance risk assessments and implement effective internal controls, as well as providing support on the identification of non-financial risk issues, Action Plans and the closure of such items
- liaise with Business and Supporting Functions for day-to-day compliance related issues and questions, communicate and collaborate with key partners in US Compliance via Working Groups, Integration efforts and implement solutions that require US approval
- following-up on market developments and new laws, rules and regulations pertaining to the Business and assist with the assessment of any internal implications.
- assist the Head of IB Coverage Compliance in the preparation for internal and external audits and regulatory inspections
- develop and update policies and procedures, according to applicable regulations and internal guidelines.
- 5+ years of compliance experience, including interpretation and application of complex regulatory standards or other related experience (Audit, Legal, Risk, Controls, etc.)
- proven ability to effectively multitask both daily advisory responsibilities and manage business projects
- English and Portuguese skills
- availability to work on-site in Sao Paulo
- PQO Compliance certificate
We have a presence in all major financial centers in more than 50 countries.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #team UBS and make an impact?
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