Hong Kong Job Openings
AAStocks.com Limited
Senior Compliance Officer / Assistant Compliance Manager
FULL TIME
September 4, 2024
Ensure compliance with the rules and regulations of different market data licensing authorities, including Hong Kong Stock Exchange, Shenzhen Stock Exchange, Shanghai Stock Exchange, Nasdaq, NYSE etc
Keep abreast of index compliers and stock exchanges for the policies or pricing changes and provide advice to business and technical units of the company
Review legal documents, business agreements and advertising materials
Look into issues with different departments and avoid violations of rules of authorities
Acquire necessary license and permission from authorities
Review complaints or questions related to compliance issue and provide consultative support
Undertake ad hoc projects
Join our team if you are
Experience in market data licensing or financial services industry
A holder of Diploma or Degree holder in any discipline (preferable in Law/ IT/ Business)
Self-motivated, meticulous, analytical and strong organizational skill
Proficient in MS Word, Excel is required
Excellent English and Mandarin, both verbal and written
Able to work independently and cope well with pressure
Interested candidates please send your job application to our HR Department by “ APPLY NOW ”. Please indicate the details of your working experience, current and expected salary, and your date of availability in your CV.
The personal data collected will be used by our member(s) of the recruitment team for recruitment purpose only.
All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.
Full-time
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