Your team

Your role

• Identifying investors using a risk-based approach, taking into account the legislation in force and internal directives.
• Carrying out periodic reviews of investors’ files and updating documentation/information relating to the fight against money laundering and terrorist financing (AML), Know Your Customer (KYC) and tax documentation (FATCA/CRS).
• Carrying out yearly reviews of financial institutions’ evidence of regulation.
• Carrying out yearly reviews of PEP clients.
• Handling changes of circumstances triggering investors’ file reviews.
• Handling ongoing Beneficial Owner monitoring.
• Handling Clients Due diligence and audits reviews.
• Act as a key contributor to yearly ISAE 3402 exercise.
• Act as support to PAM Account Opening team and performing monthly account opening controls.
• Communicating professionally with FPS clients (funds/management companies) and investors to collect the required information/documentation.
• Finding gains in efficiency in the way of working.

Your profile

• Mindful of ML/FT risks and risk-based approach
• Written and spoken fluency in French and English at least; another language would be an advantage
• Meticulous in working approach and highly organized
• Able to cope with stress
• Dynamic and able to show initiative in problem solving
• Ability to work independently
• Skilled user of MS Office (Excel advanced functions)

• Studying Finance / Management and interested in the field of AML/KYC and/or compliance
• Knowledge of Luxembourg AML/KYC regulations and specific topics such as FATCA, CRS and AIFMD would be a plus
• Knowledge of the different roles in the investment fund industry (custodian bank, transfer agent and fund administration), as well as of the related regulatory framework

Note

Diversity & Inclusion