Luxembourg Job Openings
EFG International
Regulatory Compliance Officer
Luxembourg
October 5, 2024
EFG Bank is the Swiss Private Banking subsidiary of EFG International. Headquartered in Zurich, it has an international network spanning Europe, Asia Pacific and Latin America, and manages assets for private clients all over the world. The bank’s services comprise asset management, investment counselling, securities brokerage, estate planning and a full array of banking services as Investment Funds services.
EFG Bank offers a stimulating package, a dynamic work environment and is looking for you to join our Regulatory Compliance unit within the Compliance Department.
Main responsibilities
As a Compliance Officer in our Regulatory Compliance team, you will report to the Head of Regulatory Compliance and, indirectly, to the Bank Chief Compliance officer. The Regulatory Compliance team is dedicated to help the Bank to meet its regulatory requirements from a business impact and regulatory compliance perspective.
You will in particular:
- Oversee the legal and regulatory landscapes as well as identify and assess the relevant changes (including their impact on the Bank);
- Contribute to the regulatory watch;
- Supervise Regulatory Compliance topics, especially in the areas of Cross-border rules, Market Abuse and Mi FID II;
- Draft and amend policies and procedures;
- Provide oversight and maintenance in relation of the Compliance Monitoring Plan;
- Perform 2 nd line of defence controls of the Compliance Monitoring Plan and issue the relevant reports accordingly;
- Ensure that the Compliance Monitoring framework is appropriately implemented across the Bank and its branches;Assist the Bank on all regulatory queries;
- Assist on reporting to local senior management and the Group on regulatory compliance matters;
- Organise internal training sessions for new joiner (mainly CRO/CSO or Compliance) on regulatory purposes and systems
- Master’s degree in Law, Economics or Business administration
- Strong knowledge of the Luxembourg regulatory environment and EU regulations
- At least 5/7 years experience in a similar Compliance/regulatory role, either in the banking sector or in a reputable Audit/Consulting firm
- Have proven experience in project management and regulatory changes
- Ability to apply risk based approach assessments, in line with local standard market practice
- Fluent in English and French, any other language would be an asset
- Be a strong team player but also able to work independently
- Be flexible and used to work with tight deadlines
- Excellent verbal and written communication skills
- Accountability: Taking ownership for tasks and challenges as well as seeking continuous improvement.
- Hands-on: Being proactive to rapidly deliver high-quality results.
- Passionate: Being committed and striving for excellence.
- Solution-driven: Focusing on client outcomes and treating clients fairly with a risk-aware mindset.
- Partnership-oriented: Promoting collaboration and teamwork. Working together with an entrepreneurial spirit.
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