Singapore Job Openings
Bank of Singapore
Business Risk Specialist - Monitoring & Assurance (Assistant Manager/Manager)
FULL TIME
October 18, 2024
This position within the Business Risk Management department is responsible to perform the Monitoring & Assurance (M&A) reviews in accordance with the M&A framework with a set of globally aligned methodologies, as well as location specific reviews. The incumbent will monitor any non-adherence to the existing requirements as set out in the bank's policies and highlight any potential misconduct and emerging risk to the relevant forum and parties.
The candidate is expected to provide coaching and training to staff being monitored to enable them to meet Policy & Procedure requirements.
Main Duties:
- Conduct reviews based on a risk-based program to assess that client facing staff meets the regulatory requirements and internal policy requirements, primarily on fair dealing practices, client suitability, sales and dealing practices, staff conduct matters, pricing, periodic reviews, and gift and entertainment controls.
- Analyse and identify any potential gaps in existing operational procedures
- Maintain internal documentation as evidence of work done.
- Explain M&A findings to staff and/or team being monitored.
- Manage stakeholders' expectations and ensure timely escalation.
- Participate in internal investigation especially relating to matters concerning staff misconduct issues.
- Consolidate and prepare surveillance findings and management reports to Senior Management.
- Collaborate with Front Office and functions within Risk department.
- Engage in Bank's or departmental projects.
- Coordinate internal training for staff including client facing staff.
- Continuous collaboration on the enhancement to the monitoring & surveillance procedures with global offices.
Qualifications
Work Experience Requirement:
- Minimum 3 years of experience in in Audit, Risk and Control or Compliance function, preferably in Private Banking environment
- Good knowledge of regulatory and compliance requirements such as fair dealing practices
- High level of integrity, independent, adaptable and committed with high level of initiative
- Needs to be inquisitive and have strong analytical skills and attention to details
- Strong interpersonal and professional communication skills
- Excellent team and organizational skills working with cross functional stakeholders
- Consummate team player with a positive, pragmatic, flexible and creative approach.
- Proficiency in Python and data analytic tools is a plus
New Job Alerts
TutorNow Pte Ltd
Economics Lecturer Needed as Private Home Tutor for
Bishan New Town
FULL TIME & PART TIME & CONTRACT
November 20, 2024
View Job Description
AQUA EXPEDITIONS PTE. LTD.
Content Marketing Executive
Bukit Merah Estate
FULL TIME
November 20, 2024
View Job Description
Looking for similar job?
New Zealand Trade and Enterprise
Business Development Manager - Singapore
FULL TIME
October 6, 2024
View Job Description
OCBC Bank
Workplace Banking Business Development Executive/Manager
FULL TIME
October 10, 2024
View Job Description
Temenos Group AG
Finance Manager (Business Controls)
FULL TIME
October 10, 2024
View Job Description
Mediacorp Pte. Ltd.
Internship - Business, Corporate Development (November 2024 to May 2025)
October 7, 2024
View Job DescriptionFEY DAY PTE. LTD.
General Manager (Acquire & Take over / Warehouse Storage Business)
Singapore
FULL TIME & PART TIME
October 10, 2024
View Job DescriptionSee What’s New: Bank of Singapore Job Opportunities
Bank of Singapore
Product Specialist, Managed Investment (Manager)
FULL TIME
November 19, 2024
View Job Description
Bank of Singapore
1 Year Contract Client Due Diligence Specialist (Name Screening)
FULL TIME
November 19, 2024
View Job Description
Bank of Singapore
Assistant Trust Relationship Manager (Assistant Manager/Manager)
FULL TIME
November 6, 2024
View Job Description
Bank of Singapore
Client Due Diligence Manager - SOW Uplift (Vice President)
FULL TIME
November 5, 2024
View Job Description
Bank of Singapore
Assistant Relationship Manager, ASEAN
FULL TIME
November 5, 2024
View Job DescriptionNew Job Alerts
TutorNow Pte Ltd
Economics Lecturer Needed as Private Home Tutor for
Bishan New Town
FULL TIME & PART TIME & CONTRACT
November 20, 2024
View Job Description
AQUA EXPEDITIONS PTE. LTD.
Content Marketing Executive
Bukit Merah Estate
FULL TIME
November 20, 2024
View Job Description