Singapore Job Openings
AMETHYST ASIA PARTNERS PTE. LTD.
Senior Executive, Compliance ( Securities Trading / Brokerage Firm)
Singapore
FULL TIME
October 11, 2024
Key Responsibilities
- Work as a team to provide Compliance scope includes trade surveillance, regulatory compliance internal compliance policies and execution etc
- Review daily trade surveillance alerts
- Ensure trading activities are aligned with regulatory requirements
- Assist in regulatory compliance reviews and reports
- Review regular transaction monitoring from financial crime perspectives
- Assist in reviewing and executing compliance policies and procedures for the firm
- Update and escalate salient issues to the compliance head Ad-hoc tasks related to compliance when necessary
Key Requirements
- Around 1 to 4 years of Compliance experience in brokerage / securities trading / exchange / payment services / Asset Management industries
- Bachelor’s degree in business or legal or other disciplines
- Relevant experience in Trade Surveillance
- Good knowledge in regulatory requirements in brokerage / securities trading industry with the Securities and Futures Act
- Knowledge in other regulations is an advantage such as Commodity Trading Act, Payment Services Act, Exchange Regulations (e.g. CME, ICE, SGX etc)
- Motivated, meticulous, good communication skills
Regrettably, only shortlisted candidates will be contacted.
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