Hong Kong Job Openings

Goldman Sachs

Global Banking & Markets, Trading Controls, Associate, Hong Kong / Singapore

October 21, 2024

Team Overview: GBMTrading Controls team manages business controls which includes pre-trade and trade controls for certain regulatory obligations, as well as controls that manage supervisory related risks that arise from business activity for Sales & Trading in the Global Banking & Markets (GBM) division. Managing business controls includes control design, implementation, enhancements, and ongoing oversight to ensure risk in the division is appropriately managed.
Roles and Responsibilities

  • Design pre-trade and trade business controls for new regulatory implementation and tools supporting supervision framework, as well as identifying and implement enhancements to existing controls for Global Banking & Markets
  • Develop subject matter expertise on business controls and support coverage to effectively investigate and remediate business control issues that arise
  • Build relationships with Sales/Trading, Compliance, Legal, Operations and Engineering globally to design and improve business control workflows for new regulatory implementations
  • Contribute to strategic initiatives to streamline pre-trade, trade and supervisory control design, workflows and processes across obligations
  • Represent the team in all necessary forums for the business controls covered within the region including operating risks & control groups, as well as Management & Strategy (M&S) committees when needed
  • Support development of key metrics to measure effectiveness of the business control framework
    • Execute the data governance framework, policies, standards, and guidelines

Basic Qualifications:
  • Bachelor’s degree
  • 3-5 years of relevant work experience with exposure to regulatory implementation or specific knowledge of front office supervision frameworks
  • Good understanding of risk & controls framework across Trading & Sales businesses
  • Good understanding of securities markets, derivative products and Sales & Trading functions and ability to build relationships with sales / trading personnel
  • Prior exposure to regulatory trading obligations such as Margin Rules and Mandatory Clearing
  • Ability to work with key stakeholders to define and clarify obligation requirements and demonstrate comprehension of business logic
  • Ability to prioritize and meet simultaneous competing demands and a passion for a drive to deliver in a rapidly changing environment
  • Experience managing projects, and building and maintaining stakeholder relationships; communicating with influence
  • Ability to identify and articulate complex issues to a diverse group of stakeholders, propose mitigates/solutions and escalate appropriately
  • Demonstrate effective analytical, critical thinking, and perform root cause / trending / impact analysis to drive decision making
  • Experience in process redesign and executing strategic concepts from inception to implementation
    • Experience with data blending and data visualization software such as Alteryx, Tableau, Qlik View, Power BI, is desirable but not required

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity


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