Hong Kong Job Openings

Goldman Sachs

Global Banking & Markets, Trading Controls, Vice President, Hong Kong / Singapore

October 21, 2024

Team Overview: GBMTrading Controls team manages business controls which includes pre-trade and trade controls for certain regulatory obligations, as well as controls that manage supervisory related risks that arise from business activity for Sales & Trading in the Global Banking & Markets (GBM) division. Managing business controls includes control design, implementation, enhancements, and ongoing oversight to ensure risk in the division is appropriately managed.


Roles and Responsibilities

  • Manage the local team, with daily functional oversight and responsibility for the delivery of all work/ projects
  • Lead strategic initiatives to business control design, workflows and processes across regulatory obligations and supervisory framework
  • Design pre-trade and trade business controls for new regulatory implementation and tools supporting supervision framework, as well as identifying and implement enhancements to existing controls for Global Banking & Markets
  • Build relationships with Sales/Trading, Compliance, Legal, Operations and Engineering globally to design and improve business control workflows for new regulatory implementations
  • Represent the team in all necessary forums for the business controls covered within the region including operating risks & control groups, as well as Management & Strategy (M&S) committees when needed
  • Develop tools and management reporting (e.g. metrics, dashboards) to mean effectiveness of the business control framework and improve visibility to facilitate escalation to control owners, desks and senior leadership
    • Partner with Engineering to establish control metrics and effectiveness criteria and identify strategic enhancements on an ongoing basis

Basic Qualifications:
  • Bachelor’s degree
  • 5-7 years of relevant work experience with exposure to regulatory implementation or specific knowledge of front office supervision frameworks
  • Prior experience in managing a team to drive data strategy and uplift of controls preferred
  • Deep understanding of risk & controls framework across Trading & Sales businesses
  • Expert understanding of securities markets, derivative products and Sales & Trading functions and ability to build relationships with sales / trading personnel
  • Demonstrate sound judgement and decision making while managing risk appropriately
  • Ability to prioritize and meet simultaneous competing demands and a passion for a drive to deliver in a rapidly changing environment
  • Experience managing projects, and building and maintaining stakeholder relationships; communicating with influence
  • Ability to identify and articulate complex issues to a diverse group of stakeholders, propose mitigates/solutions and escalate appropriately
  • Prior exposure to regulatory trading obligations such as Margin Rules and Mandatory Clearing
  • Demonstrate effective analytical, critical thinking, and perform root cause / trending / impact analysis to drive decision making
    • Ability to craft and generate effective and influential presentations, metrics, reporting to a diverse group of stakeholders

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity


New Job Alerts
Chinese Recreation Club, Hong Kong

Western Restaurant - Head Chef

FULL TIME

November 19, 2024

View Job Description
Hong Kong Health Check and Medical Diagnostic Group Limited

Enrolled Nurse (登記護士) - 佐敦

Jordon

FULL TIME

November 19, 2024

View Job Description
嘉捷香港有限公司 Dusservice Hong Kong Ltd.

京士柏住宅/會所清潔員 (6天工作 7:30am - 4:30pm / 8am - 5pm)

Yau Ma Tei

FULL TIME

November 19, 2024

View Job Description
POP MART (HONG KONG) HOLDING LIMITED

POP MART資深/全職店員 - Senior Sales Associate / Sales Associate (將軍澳PopCorn/觀塘APM)

FULL TIME

November 19, 2024

View Job Description
Hong Kong Health Check and Medical Diagnostic Group Limited

Health Care Assistant 健康服務助理 - 沙田

Sha Tin

FULL TIME

November 19, 2024

View Job Description
Looking for similar job?
HSBC

Senior Valuations Manager, Fixed Income - Global Finance

Central

FULL TIME

October 9, 2024

View Job Description
Li Po Chun United World College of Hong Kong

IB Diploma Teacher of Theatre and Global Politics/Economics/Business Management/History

Sha Tin

FULL TIME

October 8, 2024

View Job Description
WilsonHCG Hong Kong

Contracts Lawyer, Global Financial Institution

PART TIME

October 9, 2024

View Job Description
WilsonHCG Hong Kong

Legal Counsel (6 month contract), Global Asset Manager

FULL TIME

October 9, 2024

View Job Description
AVERY DENNISON HONG KONG B.V.

Senior Global Procurement Category Supervisor-Textile

FULL TIME

October 8, 2024

View Job Description
Ralph Lauren

SENIOR GLOBAL CITIZENSHIP, WORKER WELL-BEING MANAGER, APAC

Lai Chi Kok

October 9, 2024

View Job Description
See What’s New: Goldman Sachs Job Opportunities
Goldman Sachs

Global Banking & Markets, Synthetics Products Group, Full Stack Software Engineer, Analyst/ Associate, Hong Kong/ Singapore

November 19, 2024

View Job Description
Goldman Sachs

Global Banking & Markets, Public, Operations, New Business Group, Vice President/ Associate & Analyst, Hong Kong

November 18, 2024

View Job Description
Goldman Sachs

Global Banking & Markets, Synthetics Products Group, Full Stack Software Engineer, Associate/ Vice President, Hong Kong

November 5, 2024

View Job Description
Goldman Sachs

Controllers, Legal Entity Controllers, Analyst/Associate, Hong Kong

November 3, 2024

View Job Description
Goldman Sachs

Controllers, Legal Entity Controllers, Associate, Hong Kong

November 3, 2024

View Job Description
View More Jobs by Goldman Sachs
New Job Alerts
Chinese Recreation Club, Hong Kong

Western Restaurant - Head Chef

FULL TIME

November 19, 2024

View Job Description
Hong Kong Health Check and Medical Diagnostic Group Limited

Enrolled Nurse (登記護士) - 佐敦

Jordon

FULL TIME

November 19, 2024

View Job Description
嘉捷香港有限公司 Dusservice Hong Kong Ltd.

京士柏住宅/會所清潔員 (6天工作 7:30am - 4:30pm / 8am - 5pm)

Yau Ma Tei

FULL TIME

November 19, 2024

View Job Description
POP MART (HONG KONG) HOLDING LIMITED

POP MART資深/全職店員 - Senior Sales Associate / Sales Associate (將軍澳PopCorn/觀塘APM)

FULL TIME

November 19, 2024

View Job Description
Hong Kong Health Check and Medical Diagnostic Group Limited

Health Care Assistant 健康服務助理 - 沙田

Sha Tin

FULL TIME

November 19, 2024

View Job Description