Hong Kong Job Openings

Goldman Sachs

Global Banking & Markets, Trading Controls, Vice President, Hong Kong / Singapore

October 21, 2024

Team Overview: GBMTrading Controls team manages business controls which includes pre-trade and trade controls for certain regulatory obligations, as well as controls that manage supervisory related risks that arise from business activity for Sales & Trading in the Global Banking & Markets (GBM) division. Managing business controls includes control design, implementation, enhancements, and ongoing oversight to ensure risk in the division is appropriately managed.


Roles and Responsibilities

  • Manage the local team, with daily functional oversight and responsibility for the delivery of all work/ projects
  • Lead strategic initiatives to business control design, workflows and processes across regulatory obligations and supervisory framework
  • Design pre-trade and trade business controls for new regulatory implementation and tools supporting supervision framework, as well as identifying and implement enhancements to existing controls for Global Banking & Markets
  • Build relationships with Sales/Trading, Compliance, Legal, Operations and Engineering globally to design and improve business control workflows for new regulatory implementations
  • Represent the team in all necessary forums for the business controls covered within the region including operating risks & control groups, as well as Management & Strategy (M&S) committees when needed
  • Develop tools and management reporting (e.g. metrics, dashboards) to mean effectiveness of the business control framework and improve visibility to facilitate escalation to control owners, desks and senior leadership
    • Partner with Engineering to establish control metrics and effectiveness criteria and identify strategic enhancements on an ongoing basis

Basic Qualifications:
  • Bachelor’s degree
  • 5-7 years of relevant work experience with exposure to regulatory implementation or specific knowledge of front office supervision frameworks
  • Prior experience in managing a team to drive data strategy and uplift of controls preferred
  • Deep understanding of risk & controls framework across Trading & Sales businesses
  • Expert understanding of securities markets, derivative products and Sales & Trading functions and ability to build relationships with sales / trading personnel
  • Demonstrate sound judgement and decision making while managing risk appropriately
  • Ability to prioritize and meet simultaneous competing demands and a passion for a drive to deliver in a rapidly changing environment
  • Experience managing projects, and building and maintaining stakeholder relationships; communicating with influence
  • Ability to identify and articulate complex issues to a diverse group of stakeholders, propose mitigates/solutions and escalate appropriately
  • Prior exposure to regulatory trading obligations such as Margin Rules and Mandatory Clearing
  • Demonstrate effective analytical, critical thinking, and perform root cause / trending / impact analysis to drive decision making
    • Ability to craft and generate effective and influential presentations, metrics, reporting to a diverse group of stakeholders

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity


New Job Alerts
FortisHill Consulting Limited

(Deputy) Head of Operation - Banking

FULL TIME

November 19, 2024

View Job Description
Quality Healthcare Medical Centre Limited

診所文員/ 診所秘書 Clinic Clerk / Medical Secretary (中環)

Central

FULL TIME

November 19, 2024

View Job Description
LUBUDS F&B Group

[米芝蓮 - 高級中菜] 侍應 Server / 部長 Captain / 主任 Supervisor

FULL TIME

November 19, 2024

View Job Description
Valuable Capital Limited

Operations Officer, OTC Department

FULL TIME

November 19, 2024

View Job Description
Hong Kong Health Check and Medical Diagnostic Group Limited

Health Care Assistant 健康服務助理 - 沙田

Sha Tin

FULL TIME

November 19, 2024

View Job Description
Looking for similar job?
HSBC

Social Media Monitoring and Governance Analyst, 12 Months Fixed Term Contract - Global Functions

Central

FULL TIME

August 30, 2024

View Job Description
HSBC

Senior Compliance Advisory Manager, AMG, ASP (24-month fixed term contract) - Global Functions

Central

FULL TIME

September 2, 2024

View Job Description
Motiva Consulting Limited

New* Senior Marketing Manager (Global Brokers)- Quarry Bay

Quarry Bay

FULL TIME

September 2, 2024

View Job Description
PER, Private Equity Recruitment

VP, Investor Relations, SEA Coverage, Global Private Equity Firm, Hong Kong

FULL TIME

August 29, 2024

View Job Description
Siu Siu Style Company Limited

Senior Marketing Officer, Headquarters (Global Markets)

FULL TIME

September 2, 2024

View Job Description
EY

Tax - Global Compliance and Reporting - Tax Administrative Assistant -Hong Kong

September 2, 2024

View Job Description
See What’s New: Goldman Sachs Job Opportunities
Goldman Sachs

Global Banking & Markets, Synthetics Products Group, Full Stack Software Engineer, Analyst/ Associate, Hong Kong/ Singapore

November 19, 2024

View Job Description
Goldman Sachs

Global Banking & Markets, Public, Operations, New Business Group, Vice President/ Associate & Analyst, Hong Kong

November 18, 2024

View Job Description
Goldman Sachs

Global Banking & Markets, Synthetics Products Group, Full Stack Software Engineer, Associate/ Vice President, Hong Kong

November 5, 2024

View Job Description
Goldman Sachs

Controllers, Legal Entity Controllers, Analyst/Associate, Hong Kong

November 3, 2024

View Job Description
Goldman Sachs

Controllers, Legal Entity Controllers, Associate, Hong Kong

November 3, 2024

View Job Description
View More Jobs by Goldman Sachs
New Job Alerts
FortisHill Consulting Limited

(Deputy) Head of Operation - Banking

FULL TIME

November 19, 2024

View Job Description
Quality Healthcare Medical Centre Limited

診所文員/ 診所秘書 Clinic Clerk / Medical Secretary (中環)

Central

FULL TIME

November 19, 2024

View Job Description
LUBUDS F&B Group

[米芝蓮 - 高級中菜] 侍應 Server / 部長 Captain / 主任 Supervisor

FULL TIME

November 19, 2024

View Job Description
Valuable Capital Limited

Operations Officer, OTC Department

FULL TIME

November 19, 2024

View Job Description
Hong Kong Health Check and Medical Diagnostic Group Limited

Health Care Assistant 健康服務助理 - 沙田

Sha Tin

FULL TIME

November 19, 2024

View Job Description