Hong Kong Job Openings

PFCC Group Limited

Market Conduct Analyst

FULL TIME

November 1, 2024

C
Posted by
Carmen Chin
Recruiter

A leading banking is seeking a market conduct analyst to join their team with 3 years of work experience and knowledge of SMARTs system. This is a permanent role with a renowned bank.
Key Responsibilties:
  • evaluate client behaviour related to potential abusive, manipulative or illegal trading activities
  • looking into information from client and exchange to investigate on suspcious activities
  • report to complianec regarding potential market abuse activities and provide necessary information to set up corrective measures
  • monitor on risk controls and identify and weakness to business
  • update business by providing regular reporting where necessary
Key Skills:
  • bachelor degree in related discipline
  • 2 - 4 years of experience in market conduct / market surveillance
  • experience in using SMARTs or other surveillance systems
  • understanding of trading procedures in Hong Kong Markets
  • good communication skills in English
  • proactive and reliable
  • good team player
  • attention to details
ABOUT COMPANY
PFCC Group Limited
Hong Kong
HR & Recruitment

We specialize in recruitment advisory for Financial Services and Technology sector. Our story began in 2017 where we felt the market needed a special...

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