Responsibilities

• Managing Compliance-Related Risks: Oversee compliance risk assessments, conflict-of-interest management, AML/CTF framework, and implementation of regulatory requirements.
• Policy Framework Review: Maintain and assess the SLAM LUX policy framework, ensuring alignment with internal and public policies.
• Staff Training: Coordinate and customize regulatory and Swiss Life-specific training programs, and execute training sessions.
• Second Level Control: Maintain and improve the Internal Control System, and monitor daily departmental controls.
• Management Support and Advice: Provide compliance-related advice, raise awareness, and report to the Management Committee and Board of Directors.
• Committee Participation: Actively participate in various committees, working groups, and projects.
• Stakeholder Reporting: Report to internal and external stakeholders, including the Management Committee, Board of Directors, Swiss Life division, group, and audit.

Experience

• Proven professional Compliance experience in the investment funds industry (4 or more years)
• Strong Compliance & regulatory expertise in AIFMD and UCITS
• Entrepreneurial mind-set to set-up, implement required processes and further improve them
• Very good English skills. German and/or French is a plus.
• Strong team player in an international context, dynamic and resilient with the ability to work independently
• Good knowledge of MS Office

Swiss Life Asset Managers