Luxembourg Job Openings

Source Up

Senior Regulatory Compliance Officer

Luxembourg

August 19, 2024

Why apply ?
Join a vibrant company dedicated to empower entrepreunerial minds and create value.

Benefit from working alongside diverse teams, accelerating your technical expertise, devising innovative solutions, and mastering your domain.


Become part of a boutique bank currently operating in nearly 40 locations worldwide




About the offer
Permanent contract
Location : Luxembourg
Top 3 Key competencies :
    • Minimum 5 years of experience in a regulatory compliance role
    • Proven experience in project management & regulatory changes
    • Fluency in French and English


About our client

Sector : Private Banking

Values
: Passion | Accountability | Teamwork

Employees : Worldwide : 2500+


Your missions

As Senior Regulatory Compliance Officer, you will report directly to the Head of Regulatory Compliance and indirectly to the Bank's Chief Compliance Officer. Your primary responsibility will be to ensure that the Bank meets its regulatory obligations while managing the impact of regulatory changes on the business:

  • Monitor the legal and regulatory landscape to identify and assess relevant changes, particularly in the areas of Cross-border rules, Market Abuse, and Mi FID II.

  • Draft, amend, and maintain compliance policies and procedures in line with regulatory requirements.

  • Provide oversight and ensure the effective implementation of the Compliance Monitoring Plan across the Bank and its branches. Conduct 2nd line of defence controls and issue relevant reports.

  • Assist the Bank with regulatory queries and contribute to the regulatory watch process. Support senior management and the Group with reporting on compliance matters.

Organise and conduct internal training sessions for new joiners, on regulatory frameworks and systems.


This position is a great opportunity to :
    • For professional growth and development.
    • With competitive salary and comprehensive benefits package.

Your ideal profile
    • Master’s degree in Law, Economics, or Business Administration.
    • Minimum 5 years of experience in a similar compliance or regulatory role within the banking sector or an audit firm.
    • Strong knowledge of EU regulations and the regulatory environment.
    • Proven experience in managing regulatory changes.
    • Ability to apply a risk-based approach in line with local market practices.
    • Fluency in English and French.
    • Strong team player with a collaborative mindset.
    • Flexible and eager to learn and improve.
    • Client-oriented with a proactive and enthusiastic approach.


A candidate experience with Source Up, it’s …
  • Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
  • Access to your test results to guide you to your best career choices
  • Interview coaching session before the client meeting
  • Consistent and fair recruitment process with respect, transparency and trust
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