Taiwan Job Openings
HSBC
Business Management Support Manager (HSBC Securities Taiwan)
FULL TIME
October 7, 2024
- People responsibility : N
- Report to: SVP and Head of Private Wealth
- Job content:
- Daily operation support and coordinate with back office support team to ensure the daily operations are processed in order and assist to solve operational problems
- Co-work with business stakeholders for initiatives and regulatory/group policy implementation .etc.
- Prepare regular/ad-hoc management/regulatory reports where required, such as regional reports, AUM and Revenue, Product/Sales analysis etc.
- Ensure all processes are complied with GSM, FIM, MLPP guidelines and external regulations
- Maintains internal control standards, implement and observe group compliance
- By adherence to the procedures requirement, maintains HSBC risk management standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators
- Ensure audit findings are corrected and follow-up as necessary
- Assist NPP preparation in reporting, tax concern, SOP and process flow evaluation etc. and PIR
- Prepare system/reports/service implementation and enhancement and continuous maintenance
- Prepare regular exception review as per required and ensure the completion by front office staff
- Co-work with business stakeholders for initiatives and regulatory/group policy implementation .etc.
- To complete relevant investment transaction reporting requested by group / local authority
- To prepare internal management MI reports for senior management evaluation and monitoring
- Review existing process flow to streamline process to optimize client investment journey
- Bachelor or above university degree
- Experienced in business management/operations
- Strong risk and compliance mindset
- Strong interpersonal and communication skills
- Ability to prioritize and work independently under pressure within a team environment
- Familiar with MS Excel, Word
- Excellent analytical and problem solving skills
- Extensive knowledge of Bank practices, regulatory environment, and investment products
- Organized, self-initiated an detail oriented
- Highly proficient in both spoken and written English and Chinese
- 證券商業務人員 and Trust sales personnel License are prerequisite
- GPAD covered
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