United Kingdom Job Openings
Progeny (United Kingdom)
Compliance Integrations Specialist
FULL TIME
August 29, 2024
This role can be based in Leeds, London, Edinburgh, Worthing, or Nottingham (Hybrid or Home based).
Key Responsibilities
- Ensuring acquisitions have up-to-date FCA permissions, data sharing and all other necessary regulatory documents in place.
- Support an acquired business with all its compliance queries and report-writing needs.
- Liaising with third parties to support and oversee business reviews, risk assessments and due diligence checks on existing and potential acquisitions to minimise risk and deliver successful integrations.
- Taking ownership and delivering our risk integration plans to acquired firms, whilst educating colleagues and aligning Consumer Duty practices to Progeny’s.
- Ensure efficient integration processes throughout, including liaising with stakeholders, embedding the Progeny culture into acquisitions, and supporting with after-care and onboarding.
- Proactively identify and support the remediation of new risks to business integration plans, whilst continuously developing the risk integration strategy in line with business needs.
- Level 4 Diploma in Financial Planning or equivalent (essential)
- Experience working in a risk and compliance role within financial services (essential)
- Detailed understanding of Risk Management
- A thorough understanding of regulatory rules relating to Financial Services including money laundering, GDPR, FCA, and other relevant legislations.
- Working knowledge of FCA high-level Standards, including TC, COCON, SYSC, COBs, and FIT
We reserve the right to close this vacancy early if we receive sufficient applications. Therefore, if you are interested, please submit your application as early as possible.
Benefits
- 30 days holiday plus public holidays
- Wellbeing day
- Birthday holiday
- Volunteering day
- Private medical insurance, 24/7 digital GP and health advice
- Employee assistance programme providing support for your mental and physical health
- Group pension scheme
- Life assurance scheme
- Eyecare vouchers
- Family leave
- Referral scheme
We create, enhance, and preserve wealth.
We are the first and only firm in the UK to bring together independent financial planning, asset management, tax, HR, and private and corporate legal services.
We are forward-thinking and tech-driven, using technology to eliminate paperwork, improve communications, and enrich the relationship between client and adviser.
At Progeny, we believe that we all have the power to make good things happen. We want to use our success as a catalyst for making real change. We created the Progeny Foundation to support local charities including Zarach and we have recently achieved the globally recognised B-Corp certification.
In 2023, we continued to onboard new team members, resulting in an overall growth of 17%. We are the proud winners of the Yorkshire Financial Awards 2024 Best Employer award for the third year running.
Job Types: Full-time, Permanent
Pay: Up to £50,000.00 per year
Benefits:
- Additional leave
- Company events
- Company pension
- Enhanced maternity leave
- Enhanced paternity leave
- Health & wellbeing programme
- Paid volunteer time
- Private medical insurance
- Referral programme
- Sick pay
- Work from home
- Monday to Friday
- Will you now or in the future require Visa Sponsorship?
- How did you hear about Progeny?
- Level 4 Diploma in Financial Planning (or equivalent) (required)
- United Kingdom (required)
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