About UOB

About the Department

Job Responsibilities

• Perform quality assurance review on closed alerts and cases, assessing the quality of the investigation and resulting documentation in line with process and procedure, also to determine key issues, gaps and potential risks.
• Effective communication with analyst on errors and follow up rectification.
• Conduct Training/QA sharing session and highlight significant issues, gaps and typologies

Job Requirements

• Master/Degree or professional qualification from recognized University.
• At least 3-5 years of overall experience with experience general financial crime compliance (fraud / sanctions / anti money laundering) or intelligence experience, past experience in conducting Quality Assurance in Transaction Monitoring is preferred.
• Current knowledge of AML/CFT, Sanctions, Anti-Bribery and Corruptions and other Regulatory Compliance related regulatory requirements and latest updates on policy and guidelines.
• Working knowledge of Microsoft Excel, Microsoft Word and Power Point or other presentation software i.e. infographic.
• Working knowledge / experience in Data Analytic tools i.e. Qlik sense, Power BI, Hue etc. will be an added advantage.
• Aware and have some knowledge on AML/CFT, Sanctions, Anti-Bribery and Corruption or Regulatory Compliance landscape as well as interested to learn more on latest development and updates on these areas i.e. industry compliance leading trends and issues.
• Possess and interested in performing audit processes and review methods as well as interested in dealing with big data analytic.
• Highly self-motivated and possess good skills in contributing to the team.
• Possess an inquisitive mind-set and a willingness to learn new things.
• Knowledge of and ability to apply problem solving and decision making skills.
• Good writing and ability to present issues and propose resolution approaches to management.

Be a part of UOB Family

Competencies