Hong Kong Job Openings

CLSA Limited

Dealing Manager, Wealth Management

FULL TIME

October 13, 2024

Position Description
Handle client enquiry on execution-related matter such as margin requirements, account balance, margin call and forced selling per agreed company policy and procedures.
Key Areas of Responsibilities
Responsible for trading system monitoring and day end transactions matching
Provide daily execution and OTC services for clients
Support Sales / Sales Traders with accurate and efficient executions
Execute trade orders in all covered markets
Deliver the best execution services to the clients
Requirements
Degree holder in Finance, Business Administration or related discipline
3 to 5 years’ stable dealing experience with good understanding of OTC and relevant investment products; US option trading experience is an advantage
SFC licensed person with Type 1 and 2 regulated activities and familiar with local regulatory and compliance requirements
Experience in using trading system Winvest, Sharp Point & Algo trading, etc. with knowledge in Excel and Bloomberg is a plus
IT knowledge and UAT testing experience is an advantage
Able to work effectively under pressure and a team player
Independent, creative and aggressive attitude
Position may require working on shift rotation subject to line manager arrangement
Good command of written and spoken English, Cantonese and Mandarin.

CLSA may collect personal data from you for purposes relating to your engagement with the Company, including human resource management and other business and internal / external compliance purposes. Any personal information and /or data collected and held by the Company may be used by the Company or transferred (whether within/ outside Hong Kong) to any other parties within the Company, subsidiaries and affiliates of the Company, internal or external service providers, or any other relevant parties including governmental or regulatory authorities, for the above purposes.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

Full-time
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