Why apply ?
You will be working in an international company based in Luxembourg with side offices in various European locations.
Recognized as a professional and reliable firm in its sector, they offer innovative solutions solutions and empower their employees to grow their expertise.
Our client fosters a culture of connection, proactivity and autonomy.



About the offer

Permanent contract
Location : Luxembourg - City Center
Top 3 Key competencies :

• Former exposure to compliance in the funds industry
• Minimum of 3 years as a compliance officer
• Fluent English, French is a plus

About our client
Sector : Service provider in funds administration, domiciliation, reporting solutions, structuring

Values : Innovation | Excellence | Solution driven
Employees : Worldwide +80

Your missions

• Compliance and Regulatory Support:
  
  

• Assisting the Authorized Manager by offering legal and regulatory guidance to client-facing teams.

• Ensuring compliance with applicable laws, regulations, and internal policies across various aspects of the business.

• Client Onboarding and Ongoing Monitoring:
  
  

• Reviewing client onboarding documentation and processes, with a particular focus on ongoing client monitoring.

• Ensuring Know Your Customer (KYC) procedures are properly executed during onboarding and maintained for ongoing compliance.

• KYC Reviews for Transfer Agent Business:
  
  

• Involvement in the Transfer Agent function, where the focus would be on ensuring that investors' KYC information is up to date and meets regulatory standards.

• Process Improvement in Compliance:
  
  

• Continuously improving and streamlining processes, especially in relation to risk assessments and overall compliance management.

• Developing and updating policies, procedures, and controls in line with changes in laws and industry regulations.

Your profile

• • Bachelor's degree in finance, business administration, law, or a related field; advanced degree or professional certification (e.g., CAMS, CFE, CRCM) preferred
  • Minimum of 3 years of experience in compliance roles within the financial services industry, with specific expertise in the Luxembourg regulatory environment
  • Proficient in Lux GAAP, fluent in French and English
  • Excellent knowledge of the AML/TF regulatory environment.

A candidate experience with Source Up, it’s …

• Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
• Access to your test results to guide you to your best career choices
• Interview coaching session before the client meeting
• Consistent and fair recruitment process with respect, transparency and trust